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Kent Frederick Krause

L&L Financial Services, LLP

Mobile, AL

CRD 2864958

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Employer firm

L&L Financial Services, LLP CRD 116243

$9.50M regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
L&L Financial Services, Llp

316 Bel Air Blvd. Suite 300, Mobile, AL 36606 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2014-07-25
  • AL RA
    APPROVED
    Since 2014-07-25

Branch Locations

316 Bel Air Blvd. Ste. 300, Mobile, AL 36606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L&L Financial Services, Llp Mobile AL 07/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-31
S63 Uniform Securities Agent State Law Examination 1997-05-19
  • S65 Uniform Investment Adviser Law Examination
    1998-07-31
  • S63 Uniform Securities Agent State Law Examination
    1997-05-19
Other Names
  • Kent F Krause

View on SEC IAPD

Nearby Firms

FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC
LEAVELL INVESTMENT MANAGEMENT, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nearby Investors

LISA MARY THARP
JOHN RUSSELL MOODY
ERIC CHRISTOPHER DROBLYEN

Nearby Offices

FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC · MOBILE, AL
LEAVELL INVESTMENT MANAGEMENT, INC. · MOBILE, AL
LEAVELL INVESTMENT MANAGEMENT, INC. · MOBILE, AL

More in Mobile, AL

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