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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Edina | MN | 03/1997 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Eagan | MN | 06/1997 | 07/2021 |
| Burnsville Traveling Basketball Association | Burnsville | MN | 06/2015 | 07/2017 |
| Haddorff Family Foundation | Bloomington | MN | 01/2001 | 07/2021 |
| Burnsville High School Tennis Coach | Burnsville | MN | 03/2017 | 07/2021 |
| The Haddorff Team | Eagan | MN | 01/2018 | 07/2021 |
| Lpl Financial Llc | Edina | MN | 07/2021 | Present |
1. 06/30/2022 - The Haddorff Team, Inc. - Not Investment Related - Business Entity For Tax/Investment Purposes Only - President/CFO / Co-owner 2. 06/30/2022 - The Haddorff Team - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 05/10/2023 - Diversified Brokerage Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date 05/01/2023 - 1 Hours Per Month/1 Hours During Securities Trading 4. 05/30/2025 - Burnsville ISD 191 - Not Investment related - Outside/W-2 Employment - Burnsvile High School Tennis Coach- Burnsville, MN - Start Date: 05/27/2025 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-27 |
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