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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-10 |
| NY | RA | APPROVED | 2021-05-07 |
| FL | RA | APPROVED | 2018-10-19 |
Branch Locations
66 Hudson Boulevard East, New York, NY 10001 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rosenthal Design Group, Llc | New York | NY | 01/2015 | 05/2018 |
| Sanford C Bernstein & Co., Llc | New York | NY | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-06 |
| S65 | Uniform Investment Adviser Law Examination | 2004-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-19 |
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