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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-10
NY RA APPROVED 2021-05-07
FL RA APPROVED 2018-10-19
  • TX RA
    APPROVED_RES
    Since 2023-10-10
  • NY RA
    APPROVED
    Since 2021-05-07
  • FL RA
    APPROVED
    Since 2018-10-19

Branch Locations

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rosenthal Design Group, Llc New York NY 01/2015 05/2018
Sanford C Bernstein & Co., Llc New York NY 05/2018 Present
  • 01/2015 → 05/2018
    Rosenthal Design Group, Llc
    New York, NY
  • 05/2018 → Present
    Sanford C Bernstein & Co., Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-06
S65 Uniform Investment Adviser Law Examination 2004-11-03
S63 Uniform Securities Agent State Law Examination 1997-05-19
  • S66 Uniform Combined State Law Examination
    2018-09-06
  • S65 Uniform Investment Adviser Law Examination
    2004-11-03
  • S63 Uniform Securities Agent State Law Examination
    1997-05-19
Other Names
  • Judith Ann Lovecchio
  • Judith Ann Lovecchio
  • Judith Ann Rosenthal

View on SEC IAPD

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