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Deborah Ann Putnam

Wells Fargo Clearing Services, LLC

Purchase, NY

Wolcott, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-31
CT RA APPROVED 2012-03-29
  • TX RA
    APPROVED_RES
    Since 2022-10-31
  • CT RA
    APPROVED
    Since 2012-03-29

Branch Locations

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

815 Wolcott Rd, Wolcott, CT 06716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Wolcott CT 06/1985 Present
Wells Fargo Advisors Llc Wolcott CT 01/2012 11/2016
Wells Fargo Clearing Services, Llc Wolcott CT 11/2016 Present
  • 06/1985 → Present
    Wells Fargo Bank Na
    Wolcott, CT
  • 01/2012 → 11/2016
    Wells Fargo Advisors Llc
    Wolcott, CT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Wolcott, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-28
S63 Uniform Securities Agent State Law Examination 1997-03-20
  • S66 Uniform Combined State Law Examination
    2012-03-28
  • S63 Uniform Securities Agent State Law Examination
    1997-03-20
Other Names
  • Deborah Ann Padula

View on SEC IAPD

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Other Investors

JOSHUA BERNARD SANDBULTE
ERIC ALAN BICKLER
RYAN VINCENT HETZER
SIOBHAN BRADY
Anthony Joseph DiPerri
Michael Patrick Zazuri
DYLAN William WYNNE
ROB ANTONY SABEL

Other Offices

GREENHAVEN ASSOCIATES INC · PURCHASE, NY
UBS FINANCIAL SERVICES INC. · Purchase, NY
NOW ASSET MANAGEMENT LLC · PURCHASE, NY
OTR GLOBAL LLC · PURCHASE, NY
JANNEY MONTGOMERY SCOTT LLC · PURCHASE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PURCHASE, NY
GREYWOLF CAPITAL MANAGEMENT LP · PURCHASE, NY
OLSTEIN CAPITAL MANAGEMENT, L.P. · PURCHASE, NY

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