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Matthew Farrier

J.P. Morgan Securities LLC

Denver, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
CO RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • CO RA
    APPROVED
    Since 2012-10-01

Branch Locations

2696 S. Colorado Blvd., Denver, CO 80222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Highlands Ranch CO 10/2012 Present
Jpmorgan Chase Bank, N.A. Highlands Ranch CO 09/2010 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Highlands Ranch, CO
  • 09/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Highlands Ranch, CO
Previous Registrations
  • 2010-10-06 → 2012-10-01
    Chase Investment Services Corp.
    Highlands Ranch, CO
    Englewood, CO
    Greenwood Village, CO
  • 2005-07-06 → 2006-08-28
    Chase Investment Services Corp.
    Boulder, CO
    Boulder, CO
  • 2005-02-22 → 2005-07-06
    Banc One Securities Corporation
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-18
S63 Uniform Securities Agent State Law Examination 1999-10-14
  • S66 Uniform Combined State Law Examination
    2005-02-18
  • S63 Uniform Securities Agent State Law Examination
    1999-10-14
Other Names
  • Matt Farrier
  • Matthew Hayden Farrier

View on SEC IAPD

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