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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-02-03 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
1300 East 9Th Street, Suite 1900, Cleveland, OH 44114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gries Financial Llc | Cleveland | OH | 09/2002 | 01/2026 |
| Arax Advisory Partners, Llc | Denver | CO | 02/2026 | Present |
Beginning January 1, 2025, I am the City Council President for the City of Euclid. This activity is not investment related. I am also Chair of Executive and Finance Committee for the City of Euclid. The City of Euclid located 585 E. 222nd Street, Euclid, OH, 44123. I Spend 5 to 10 hours a month. All time dedicated to the local government takes place after the market close, so no time is spent during trading hours. As city council president, I chair the bi-monthly city council meetings (city council is the legislative body of local government) and chair of the Executive & Finance Committee which meets as needed. As City Council President, I am also a member of the Euclid Hospital's Community Advisory Board.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-06-27 |
| S65 | Uniform Investment Adviser Law Examination | 1997-06-20 |
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