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Cindy Marvin

Truist Advisory Services, Inc.

Raleigh, NC

CRD 2861580

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-20
  • NC RA
    APPROVED
    Since 2024-08-20

Branch Locations

3605 Glenwood Ave Fl 4, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fcg Advisors Llc Chatham NJ 05/2000 12/2018
Morgan Stanley Morristown NJ 12/2018 02/2021
Jpmorgan Chase Bank Na Morristown NJ 02/2021 01/2023
Jpmorgan Securities Llc Morristown NJ 02/2021 01/2023
Chico'S Fas, Inc. Short Hills NJ 09/2017 04/2019
Financial Consultant Group, Llc Chatham NJ 05/2000 11/2018
Elite Domain Properties Llc Morristown NJ 10/2019 12/2022
Pet Supply Plus Florham NJ 05/2021 12/2022
Rbc Capital Markets, Llc Raleigh NC 01/2023 06/2024
Truist Investment Services, Inc. Raleigh NC 08/2024 Present
Truist Advisory Services, Inc. Raleigh NC 08/2024 Present
  • 05/2000 → 12/2018
    Fcg Advisors Llc
    Chatham, NJ
  • 12/2018 → 02/2021
    Morristown, NJ
  • 02/2021 → 01/2023
    Jpmorgan Chase Bank Na
    Morristown, NJ
  • 02/2021 → 01/2023
    Jpmorgan Securities Llc
    Morristown, NJ
  • 09/2017 → 04/2019
    Chico'S Fas, Inc.
    Short Hills, NJ
  • 05/2000 → 11/2018
    Financial Consultant Group, Llc
    Chatham, NJ
  • 10/2019 → 12/2022
    Elite Domain Properties Llc
    Morristown, NJ
  • 05/2021 → 12/2022
    Pet Supply Plus
    Florham, NJ
  • 01/2023 → 06/2024
    Raleigh, NC
  • 08/2024 → Present
    Truist Investment Services, Inc.
    Raleigh, NC
  • 08/2024 → Present
    Raleigh, NC
Previous Registrations
Other Businesses

MCMANUS APPRAISAL GROUP INC POSITION: N/A NATURE: NC State Certified Residential Appraiser INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2025 ADDRESS: Raleigh NC, United States DESCRIPTION: I will help the owner by entering his expenses on an excel spreadsheet and help clean/organize. HARRIS TEETER POSITION: Produce associate NATURE: Grocery store chain in NC INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2025 ADDRESS: Raleigh NC, United States DESCRIPTION: I would be in the produce area, cutting fruit and making platers and take out fruit cups, stocking fruits and veggies in their appropriate area, stock rotation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-09
S63 Uniform Securities Agent State Law Examination 1999-04-29
  • S66 Uniform Combined State Law Examination
    2019-07-09
  • S63 Uniform Securities Agent State Law Examination
    1999-04-29
Other Names
  • Cindy J Fruehling
  • Cindy J Raphaels
  • Cindy Hessenthaler
  • Cindy Joy Hessenthaler
  • Cindy Joy Marvin

View on SEC IAPD

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