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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2013-09-27 |
| CT | RA | APPROVED | 2013-09-04 |
Branch Locations
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
4380 Highway 17 Bypass, Murrells Inlet, SC 29576 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Surfside Beach | SC | 06/2002 | Present |
| Wells Fargo Advisors Llc | Murrells Inlet | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Murrells Inlet | SC | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; MURRELLS INLET, SC; 100% OWNERSHIP WITH SPOUSE; START DATE 01/01/2018; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-05 |
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