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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2000-02-17
OH RA APPROVED 2000-01-10
  • TX RA
    APPROVED_RES
    Since 2000-02-17
  • OH RA
    APPROVED
    Since 2000-01-10

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

Dublin, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 10/1996 Present
Bank Of America, N.A. Upper Arlington OH 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-15
S63 Uniform Securities Agent State Law Examination 1997-06-06
  • S65 Uniform Investment Adviser Law Examination
    1997-07-15
  • S63 Uniform Securities Agent State Law Examination
    1997-06-06
Other Names
  • Tim Thiele
  • Timothy M Thiele
  • Timothy Michael Thiele

View on SEC IAPD

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