Craig Matthew Pesce

Current Employers

Employment History

• 02/2013 → Present
  Marshall & Sterling Wealth Advisors, Inc.
  Poughkeepsie, NY
• 02/2015 → Present
  Lpl Financial, Llc
  Poughkeepsie, NY

Other Businesses

1. 10/19/2015 - Marshall & Sterling Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/14/2015 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 20%. 2. 2/8/2016 - Marshall & Sterling Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - VP - Start Date: 03/01/2013 - 40 Hours Per Month/40 Hours During Securities Trading - , Life insurance sales - The company is an ESOP company. 3. 2/8/2016 - Marshall & Sterling Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Officer/VP - Start Date: 03/01/2013 - 40 Hours Per Month/2 Hours During Securities Trading. 4. 5/16/2018 - Marshall & Sterling Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 3/1/2013 - 240 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Marshall & Sterling Wealth Advisors, an independent investment advisor firm. I started this business activity in 03/2013. I expect to spend approximately 240 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2015-07-30
• S65 Uniform Investment Adviser Law Examination
  1999-05-10
• S63 Uniform Securities Agent State Law Examination
  1998-07-01

Designations