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Laurna M Hart James

Global Assets Advisory, LLC

Baton Rouge, LA

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Current Employers
Global Assets Advisory, Llc

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-09-09
  • LA RA
    APPROVED
    Since 2020-09-09

Branch Locations

8550 United Plaza Blvd Suite 702, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp Miami FL 12/2018 05/2020
Capital Financial Group Llc Baton Rouge LA 11/2018 Present
Regions Bank Baton Rouge LA 12/2014 11/2018
International Assets Advisory, Llc Baton Rouge LA 05/2020 Present
  • 12/2018 → 05/2020
    Investacorp
    Miami, FL
  • 11/2018 → Present
    Capital Financial Group Llc
    Baton Rouge, LA
  • 12/2014 → 11/2018
    Regions Bank
    Baton Rouge, LA
  • 05/2020 → Present
    International Assets Advisory, Llc
    Baton Rouge, LA
Other Businesses

1) CAPITAL FINANCIAL GROUP dba WEST VALLEY INSURANCE 105 N. DIVISION STREET, SUITE 4, PINEHURST, ID 83850 - INDEPENDENT PROPERTY AND CASUALTY AGENCY - COO/AGENT OF RECORD SINCE 3/2018 - APPROX 25 HRS/MO - NO COMPENSATION 2) TOPANGA SCENTS 175 MCKEMI ROAD, EL DORADO, AR 71730 - SCENTED HOUSEHOLD SUPPLIES - DISTRIBUTOR SINCE 12/2022 - APPROX 2 HRS/MO - COMMISSION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-20
S63 Uniform Securities Agent State Law Examination 2002-01-07
  • S66 Uniform Combined State Law Examination
    2020-08-20
  • S63 Uniform Securities Agent State Law Examination
    2002-01-07
Other Names
  • Cupid Hartjames
  • Laurna Macon Hart
  • Cupid Hart
  • Laurna Macon Hartjames

View on SEC IAPD

Other Firms

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RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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