Grant Hartman Ulrick

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Meriden, CT
• 11/2016 → 03/2017
  Wells Fargo Clearing Services, Llc
  Meriden, CT
• 03/2017 → 03/2026
  Lpl Financial Llc
  Danbury, CT
• 04/2017 → 03/2026
  Stratos Wealth Partners, Ltd
  Danbury, CT
• 03/2026 → Present
  Osaic Wealth Inc
  Danbury, CT

Previous Registrations

• 2017-04-06 → 2026-03-11
  Stratos Wealth Partners, Ltd
  Danbury, CT
  Scottsdale, AZ
  Meriden, CT
  Fairfield, CT
  Scottsdale, AZ
• 2002-04-10 → 2017-04-05
  Wells Fargo Clearing Services, Llc
  Northford, CT
  Danbury, CT
  Danbury, CT
  Meriden, CT
  Meriden, CT
  Danbury, CT
  Middletown, CT
  Melville, NY

Other Businesses

1. HARTMAN PROPERTY GROUP, LLC POSITION: Owner/ President/ Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 105A NEWTOWN RD, STE 5, DANBURY CT 06810-4194, United States DESCRIPTION: Manage the leases for my investment offices. 2. THE HARTMAN INSURANCE GROUP INC. POSITION: President /Agent NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 09/10/2020 ADDRESS: 105A Newtown RD Ste 5, STE 5, DANBURY CT 06810-4175, United States DESCRIPTION: Offer P & C Insurance, Group Health Insurance, Medicare Advantage, Medicare Supplement, LTC Insurance 3. TAUBER ASSET MANAGEMENT POSITION: Partner NATURE: DBA (Wealth Advisor/ Partner) INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 03/06/2026 ADDRESS: 105A Newtown Rd STE 5, Danbury CT 06810, United States DESCRIPTION: Investment Management, Soliciting new clients, Financial Planning, Estate Planning

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-10
• S63 Uniform Securities Agent State Law Examination
  1997-03-17

Designations