Raymond Wyman Chow

Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Wedbush Securities
  Sacramento, CA

Previous Registrations

• 2004-01-26 → 2008-03-24
  M.L. Stern & Co., Llc.
  Sacramento, CA
  Sacramento, CA

Other Businesses

(1) RIVER CITY HOLDINGS, INVESTMENT RELATED, ELK GROVE, CA; REAL ESTATE HOLDING COMPANY; MANAGING PARTNER; START: 1/2005; APPROX: 1 HOUR PER MONTH, NONE DURING BUSINESS HOURS; DUTIES: MY ROLE IS TO MANAGE AND PAY ALL REAL ESTATE OWNERSHIP RELATED EXPENSES. (2) BASKETBALL TEAM - ASSISTANT COACH; 8025 CRANE HAWK WAY - SACRAMENTO, CA 95829; PLAYER DEVELOPMENT - AAU TOURNAMENT PLANNING.-- (3). RIVER CITY ADVISORS INC; INVESTMENT RELATED; ELK GROVE, CA; TREASURER; START: 8/2017; APPROX: 2 HOURS WEEKLY, NONE DURING BUSINESS HOURS; DUTIES: MY ROLE IS TO MANAGE THE DAILY OPERATIONS AND BILL PAYS FOR THE BUSINESS. (4). D.J.FAHMIE TRUST; NOT INVESTMENT RELATED; BERKELEY, CA; TRUST; SUCCESSOR TTEE; START: 7/2023; APPROX: NO HOURS DEVOTED AND NONE DURING BUSINESS HOURS; DUTIES: CLIENT APPOINTED ME AS HER SUCCESSOR TRUSTEE FOR HER TRUST. MY RESPONSIBILITY IS TO ACT AS THE SUCCESSOR TTEE FOR THE INVESTMENT MANAGEMENT SIDE OF HER TRUST. IN REGARDS TO THE PROPERY MGMNT BUSINESS, SHE HAS APPOINTED ANOTHER SUCCESSOR TTEE TO HANDLE THIS SIDE OF THE ESTATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-08
• S63 Uniform Securities Agent State Law Examination
  1997-10-23