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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-18 |
Branch Locations
300 Madison Avenue 29Th Floor, New York, NY 10017 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Securities, Llc | New York | NY | 02/2014 | Present |
| Hightower Advisors, Llc | New York | NY | 02/2014 | Present |
OBA Name: Author. Self publishing novel under pen name. Non-investment related. Start date: August 2026. Approximately 8 hours/month spent outside of trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-09 |
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