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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2011-01-03
  • HI RA
    APPROVED
    Since 2011-01-03

Branch Locations

1201 Pacific Ave Suite 600, Tacoma, WA 98402 • United States

711 Kapiolani Blvd Suite 1400, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Kapolei HI 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Kapolei, HI
Previous Registrations
  • 2007-01-25 → 2011-01-03
    Voya Financial Partners, Llc
    Honolulu, HI
Other Businesses

NAME OF ENTITY:Eye Productions, Inc; No; 605 KAPIOLANI BLVD; HONOLULU; HI; 96813; Extra on TV shows; Extra/Actor; 7/6/2012; 32; 32; extra on television shows that are shot in Hawaii|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 711 KAPIOLANI BLVD STE 100; HONOLULU; HI; 96813; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/5/2009; 6; 6; FIXED INSURANCE AND FIXED ANNUITIES.|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-22
S63 Uniform Securities Agent State Law Examination 1997-03-12
  • S66 Uniform Combined State Law Examination
    2006-09-22
  • S63 Uniform Securities Agent State Law Examination
    1997-03-12
Other Names
  • Nick Yee
  • Nicholas Yee
  • Nicholas Nitta Yee

View on SEC IAPD

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