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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-07 |
| NY | RA | APPROVED | 2023-09-22 |
Branch Locations
401 Franklin Ave Ste 101 & Ste 103, Garden City, NY 11530 • United States
Manhasset, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seaport Global Securities Llc | New York | NY | 06/2016 | 12/2020 |
| Seaport Global Holdings Llc | New York | NY | 06/2016 | 12/2020 |
| Cantor Fitzgerald & Co. | New York | NY | 12/2020 | 07/2023 |
| Ameriprise Financial Services, Llc | Garden City | NY | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-14 |
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