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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-07
NY RA APPROVED 2023-09-22
  • TX RA
    APPROVED_RES
    Since 2025-02-07
  • NY RA
    APPROVED
    Since 2023-09-22

Branch Locations

401 Franklin Ave Ste 101 & Ste 103, Garden City, NY 11530 • United States

Manhasset, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Seaport Global Securities Llc New York NY 06/2016 12/2020
Seaport Global Holdings Llc New York NY 06/2016 12/2020
Cantor Fitzgerald & Co. New York NY 12/2020 07/2023
Ameriprise Financial Services, Llc Garden City NY 08/2023 Present
  • 06/2016 → 12/2020
    Seaport Global Securities Llc
    New York, NY
  • 06/2016 → 12/2020
    Seaport Global Holdings Llc
    New York, NY
  • 12/2020 → 07/2023
    Cantor Fitzgerald & Co.
    New York, NY
  • 08/2023 → Present
    Garden City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-21
S63 Uniform Securities Agent State Law Examination 2016-07-14
  • S65 Uniform Investment Adviser Law Examination
    2023-09-21
  • S63 Uniform Securities Agent State Law Examination
    2016-07-14
Other Names
  • Matthew Joseph Sheerin

View on SEC IAPD

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