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Gail Patricia Hefferen

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 02/1997 Present
Other Businesses

Linda Modico Personal will United States / Other Executor and trustee of personal will (request to be added as the executor and trustee) / Other / Other / Start Date 6/4/2019 No No /

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-03-22
  • S63 Uniform Securities Agent State Law Examination
    2001-03-22
Other Names
  • Gail P Hefferen
  • Gail Hefferen

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