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Michael Angelo Maglio

LPl Financial LLC

Totowa, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-09-15
NJ RA APPROVED 2002-06-12
  • TX RA
    APPROVED_RES
    Since 2010-09-15
  • NJ RA
    APPROVED
    Since 2002-06-12

Branch Locations

999 Riverview Dr Ste 201, Totowa, NJ 07512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Totowa NJ 08/2001 Present
Other Businesses

1. 11/28/2001 - Non-Variable Insurance - INV REL - FIXED INSURANCE BUSINESS - 2% TIME SPENT 2. 01/09/2008 - NON-VARIABLE INSURANCE- NON-VARIABLE INSURANCE THAT WAS ORIGINALLY SUBMITTED WHEN I FIRST JOINED LPL.- TIME SPENT 2% 3. 11/12/2013 - OTHER-MYSTERY SHOPPER- ON OCCASION I COULD BE ASKED TO EVALUTE A LOCAL GROCERY, RESTAURANT OR MOVIE ETC. FOR MARKET FORCE INFORMATION. I HAVE NO AUTHORITY OVER FUNDS, CONTROL OR AUTHORITY, JUST EVALUTE AND GIVE MY OPIONION. 4. 01/22/2014 - Michael Maglio Financial Services, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - 90% TIME SPENT - This revised new entity will be used for tax and accounting primarily with some limited liability from the LLC. 5. 01/22/2014 - Michael Maglio, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - 90% TIME SPENT - New entity to provide some level of limited liability and for tax and accounting purposes. 6. 01/09/2025 - TopHealth.Life - Other - Non-Securities related business with family - Not Investment Related - Home Based - Start Date:12/31/2024 - 1 Hrs/Mth - 0 Hrs During Trading. 7. 06/01/2026 - Freedom Wealth Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/29/2026 - 200 hours per month/ 100 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-21
S63 Uniform Securities Agent State Law Examination 1997-04-22
  • S65 Uniform Investment Adviser Law Examination
    1997-05-21
  • S63 Uniform Securities Agent State Law Examination
    1997-04-22
Other Names
  • Mike Maglio
  • Michael A Maglio

View on SEC IAPD

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