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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-09-15 |
| NJ | RA | APPROVED | 2002-06-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Totowa | NJ | 08/2001 | Present |
1. 11/28/2001 - Non-Variable Insurance - INV REL - FIXED INSURANCE BUSINESS - 2% TIME SPENT 2. 01/09/2008 - NON-VARIABLE INSURANCE- NON-VARIABLE INSURANCE THAT WAS ORIGINALLY SUBMITTED WHEN I FIRST JOINED LPL.- TIME SPENT 2% 3. 11/12/2013 - OTHER-MYSTERY SHOPPER- ON OCCASION I COULD BE ASKED TO EVALUTE A LOCAL GROCERY, RESTAURANT OR MOVIE ETC. FOR MARKET FORCE INFORMATION. I HAVE NO AUTHORITY OVER FUNDS, CONTROL OR AUTHORITY, JUST EVALUTE AND GIVE MY OPIONION. 4. 01/22/2014 - Michael Maglio Financial Services, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - 90% TIME SPENT - This revised new entity will be used for tax and accounting primarily with some limited liability from the LLC. 5. 01/22/2014 - Michael Maglio, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - 90% TIME SPENT - New entity to provide some level of limited liability and for tax and accounting purposes. 6. 01/09/2025 - TopHealth.Life - Other - Non-Securities related business with family - Not Investment Related - Home Based - Start Date:12/31/2024 - 1 Hrs/Mth - 0 Hrs During Trading. 7. 06/01/2026 - Freedom Wealth Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/29/2026 - 200 hours per month/ 100 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-22 |
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