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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-11
NJ RA APPROVED 2026-05-29
NY RA APPROVED 2026-05-29
  • TX RA
    APPROVED_RES
    Since 2026-06-11
  • NJ RA
    APPROVED
    Since 2026-05-29
  • NY RA
    APPROVED
    Since 2026-05-29

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

125 High Street, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nicola Walter Design & Decor, Inc. New York NY 09/2004 Present
Stifel, Nicolaus & Company, Incorporated Boston MA 05/2026 Present
Jefferies Llc New York NY 10/2015 11/2016
League Capital Markets New York NY 03/2017 05/2026
M.Y.R.A. Entertainment Llc New York NY 12/2016 Present
Skyrank East Brunswick NJ 04/2018 05/2019
Noblebridge Wealth Management, Llc Montclair NJ 07/2019 05/2026
  • 09/2004 → Present
    Nicola Walter Design & Decor, Inc.
    New York, NY
  • 05/2026 → Present
    Boston, MA
  • 10/2015 → 11/2016
    Jefferies Llc
    New York, NY
  • 03/2017 → 05/2026
    League Capital Markets
    New York, NY
  • 12/2016 → Present
    M.Y.R.A. Entertainment Llc
    New York, NY
  • 04/2018 → 05/2019
    Skyrank
    East Brunswick, NJ
  • 07/2019 → 05/2026
    Noblebridge Wealth Management, Llc
    Montclair, NJ
Previous Registrations
Other Businesses

1. Apik Bio; 131 Witch Lane Norwalk, CT 06853; Consultant; Administrative tasks; 04/30/2025; 2hrs/mth; Not during securities trading hours; Not investment related 2. M.Y.R.A. Asia Pte Ltd; 70 Farrer Road #01-03 Gallop Gables Singapore, OT 268850; Independent film production company; Director; Administrative tasks; 01/03/2022; 2hrs/mth; Not during securities trading hours; Not investment related 3. Nicola Walter Design & Decor Inc.; 405 East 54th Street Ste 11a New York, NY 10022; Consulting and interior design; Founder; Occasional decorating and consulting; 09/03/2004; 1hr/mth; Not during securities trading hours; Not investment related 4. JTC II Ltd; 322 West 57th Street Ste 52 T New York, NY 10019; Real Estate Holding Company; Director; Administrative tasks; 12/01/2016; 2hrs/yr; Not during securities trading hours; Investment related 5. JTC Ltd; 322 West 57th Street Ste 52T New York, NY 10019; Real Estate Holding Company; Director; Administrative tasks; 12/01/2016; 2hrs/yr; Not during securities trading hours; Investment related 6. EOS Ltd; 322 West 57th Street Ste 52T New York, NY 10019; Holding Company; Director; Administrative tasks; 12/01/2016; 5hrs/yr; Not during securities trading hours; Investment related 7. Bermuda Tempest Inc.; 322 West 57th Street Ste 52 T New York, NY 10019; Independent Film Production Company; Director and Senior VP; Administrative tasks; 05/01/2017; 2hrs/mth; Not during securities trading hours; Not investment related 8. Fairy Tale Forest Inc. (sub corporation of M.Y.R.A. Entertainment LLC); 322 West 57th Street Ste 52 T New York, NY 10019; Independent Film Production Company; Director and Senior VP; Administrative tasks; 12/01/2016; 2hrs/mth; Not during securities trading hours; Not investment related 9. M.Y.R.A. Entertainment LLC; 322 West 57th Street Ste 52 T New York, NY 10019; Independent Film Production Company; Managing Member; Administrative tasks; 12/01/2016; 2hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-11
S66 Uniform Combined State Law Examination 2007-09-07
S63 Uniform Securities Agent State Law Examination 1997-07-15
  • S65 Uniform Investment Adviser Law Examination
    2011-07-11
  • S66 Uniform Combined State Law Examination
    2007-09-07
  • S63 Uniform Securities Agent State Law Examination
    1997-07-15
Other Names
  • Nicola Ta Walter
  • Walter Ta Nicola Ta

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