Nicola Ta Walter

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → Present
  Nicola Walter Design & Decor, Inc.
  New York, NY
• 05/2026 → Present
  Stifel, Nicolaus & Company, Incorporated
  Boston, MA
• 10/2015 → 11/2016
  Jefferies Llc
  New York, NY
• 03/2017 → 05/2026
  League Capital Markets
  New York, NY
• 12/2016 → Present
  M.Y.R.A. Entertainment Llc
  New York, NY
• 04/2018 → 05/2019
  Skyrank
  East Brunswick, NJ
• 07/2019 → 05/2026
  Noblebridge Wealth Management, Llc
  Montclair, NJ

Previous Registrations

• 2019-07-25 → 2026-05-05
  Noblebridge Wealth
  North Caldwell, NJ
  New York, NY
• 2018-04-27 → 2019-06-10
  Skyrank
  East Brunswick, NJ
• 2015-10-30 → 2016-12-06
  Leucadia Asset Management Llc
  New York, NY
• 2011-07-12 → 2015-11-05
  J.P. Morgan Securities Llc
  New York, NY
• 2007-09-10 → 2008-11-10
  Alliancebernstein L.P.
  Nashville, TN

Other Businesses

1. Apik Bio; 131 Witch Lane Norwalk, CT 06853; Consultant; Administrative tasks; 04/30/2025; 2hrs/mth; Not during securities trading hours; Not investment related 2. M.Y.R.A. Asia Pte Ltd; 70 Farrer Road #01-03 Gallop Gables Singapore, OT 268850; Independent film production company; Director; Administrative tasks; 01/03/2022; 2hrs/mth; Not during securities trading hours; Not investment related 3. Nicola Walter Design & Decor Inc.; 405 East 54th Street Ste 11a New York, NY 10022; Consulting and interior design; Founder; Occasional decorating and consulting; 09/03/2004; 1hr/mth; Not during securities trading hours; Not investment related 4. JTC II Ltd; 322 West 57th Street Ste 52 T New York, NY 10019; Real Estate Holding Company; Director; Administrative tasks; 12/01/2016; 2hrs/yr; Not during securities trading hours; Investment related 5. JTC Ltd; 322 West 57th Street Ste 52T New York, NY 10019; Real Estate Holding Company; Director; Administrative tasks; 12/01/2016; 2hrs/yr; Not during securities trading hours; Investment related 6. EOS Ltd; 322 West 57th Street Ste 52T New York, NY 10019; Holding Company; Director; Administrative tasks; 12/01/2016; 5hrs/yr; Not during securities trading hours; Investment related 7. Bermuda Tempest Inc.; 322 West 57th Street Ste 52 T New York, NY 10019; Independent Film Production Company; Director and Senior VP; Administrative tasks; 05/01/2017; 2hrs/mth; Not during securities trading hours; Not investment related 8. Fairy Tale Forest Inc. (sub corporation of M.Y.R.A. Entertainment LLC); 322 West 57th Street Ste 52 T New York, NY 10019; Independent Film Production Company; Director and Senior VP; Administrative tasks; 12/01/2016; 2hrs/mth; Not during securities trading hours; Not investment related 9. M.Y.R.A. Entertainment LLC; 322 West 57th Street Ste 52 T New York, NY 10019; Independent Film Production Company; Managing Member; Administrative tasks; 12/01/2016; 2hrs/mth; Not during securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-11
• S66 Uniform Combined State Law Examination
  2007-09-07
• S63 Uniform Securities Agent State Law Examination
  1997-07-15

Other Names

• Nicola Ta Walter
• Walter Ta Nicola Ta