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Mark Aaron Symm

Charles Schwab & Co., Inc.

College Station, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-16
  • TX RA
    APPROVED
    Since 2020-10-16

Branch Locations

711 University Drive E. Unit 300, College Station, TX 77840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minshall & Company Inc. Tulsa OK 11/2006 10/2017
Capital Advisors, Inc. Tulsa OK 03/2005 07/2019
Quasar Distributors, Llc Milwaukee WI 01/2018 12/2018
Charles Schwab & Co., Inc. College Station TX 10/2020 Present
Unemployed College Station TX 07/2019 10/2020
  • 11/2006 → 10/2017
    Minshall & Company Inc.
    Tulsa, OK
  • 03/2005 → 07/2019
    Capital Advisors, Inc.
    Tulsa, OK
  • 01/2018 → 12/2018
    Quasar Distributors, Llc
    Milwaukee, WI
  • 10/2020 → Present
    Charles Schwab & Co., Inc.
    College Station, TX
  • 07/2019 → 10/2020
    Unemployed
    College Station, TX
Previous Registrations
Other Businesses

1) Symm Family Properties | Investment Related:No|716 Aster Dr|College Station|TX|77845|USA|Real Estate (Non-Agent/Broker)|Sole Member|5/19/2020|Less than 20|0|Coordinate Taxes with CPA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-07
S63 Uniform Securities Agent State Law Examination 1997-02-26
  • S65 Uniform Investment Adviser Law Examination
    2005-07-07
  • S63 Uniform Securities Agent State Law Examination
    1997-02-26

View on SEC IAPD

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FIRST COMMAND ADVISORY SERVICES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL ENTERPRISE, LLC
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

ROBERT HENRY PUTZ
AMY JO SCHIELACK
DAVID JOHN RHODES
WADE BARKLEY MYATT
Tray Parks
ASHLEY D BRUNSON
CHARLEE SIMMONS MILLER
Ryan Johnson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLLEGE STATION, TX
TRADITIONS WEALTH ADVISORS, LLC. · COLLEGE STATION, TX
EDWARD JONES · COLLEGE STATION, TX
FIRST COMMAND ADVISORY SERVICES · College Station, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · College Station, TX
LPL ENTERPRISE, LLC · COLLEGE STATION, TX
LPL FINANCIAL LLC · COLLEGE STATION, TX
WELLS FARGO CLEARING SERVICES, LLC · COLLEGE STATION, TX

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