Roland Markel Castle

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 08/2021
  Stephens Inc
  Atlanta, GA
• 08/2021 → Present
  Lpl Financial, Llc
  Marietta, GA
• 08/2021 → 05/2023
  Independent Advisor Alliance
  Marietta, GA
• 06/2023 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2021-08-03 → 2023-05-31
  Independent Advisor Alliance, Llc
  Marietta, GA
• 2012-09-17 → 2021-08-25
  Stephens
  Atlanta, GA
• 2009-06-01 → 2012-09-21
  Morgan Stanley
  Atlanta, GA
• 2003-03-31 → 2009-06-01
  Citigroup Global Markets Inc.
  Atlanta, GA
  Atlanta, GA

Other Businesses

1. 8/3/2021 - CASTLE WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 6/22/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 12/14/2021 - Highfield GA LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 12/10/2021 - 1 Hour Per Month/0 Hours During Securities Trading 3. 07/14/2023 - NewEdge Advisors - Investment Related - At Reported Business Location(s) -Registered Investment Advisor Hybrid - IAR - Start Date 07/01/2023 - 0 Hours Per Month/ 0 Hours During Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 7/2023. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/23/2024 - CWP/CNLH Wealth Partners LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 1 Hour per Month/ 0 Hours During Trading 5. 11/18/2024 - Cove Crew LLC - Real Estate Rental - Investment Related - Hilton Head Island, SC - Start Date 11/07/2024 - 2 Hours Per Month/ 0 Hours During Trading 6. 01/08/2025- Cove Crew LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- Home based- Start date 11/07/2024- 2 Hours Per Month 7. 04/28/2023 - Ascension Sacred Heart Hospital - 7800 US Hwy 98 East - Miramar Beach, FL 32550 - Non-Profit -Advisory Board Member - Not investment related - 2 hours are devoted to this activity during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-05
• S63 Uniform Securities Agent State Law Examination
  1998-08-31

Designations

• Certified Financial Planner

Other Names

• Mark Castle
• Roland Markel Castle
• R.MArk Markel Castle
• R.MArk Castle
• R Mark Castle