Doo Han Hong

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → 03/2017
  Metlife Securities
  Los Angeles, CA
• 07/2016 → Present
  Massmutual Life Insurance Co
  Los Angeles, CA
• 03/2017 → Present
  Mml Investors Services, Llc
  Los Angeles, CA
• 07/2022 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 07/2022 → Present
  Cetera Investment Advisers Llc
  Monrovia, CA

Previous Registrations

• 2017-03-25 → 2022-07-12
  Mml Investors Services, Llc
  Los Angeles, CA
• 2005-10-17 → 2017-03-25
  Msi Financial Services, Inc.
  Los Angeles, CA
  Brea, CA
  Pasadena, CA
  South Pasadena, CA
  City Of Industry, CA
  Los Angeles, CA
  Los Angeles, CA
• 2002-06-11 → 2005-08-09
  Pruco Securities, Llc.
  Los Angeles, CA

Other Businesses

1. DOO HONG INSURANCE, HEALTH & MEDICARE INSURANCE, 100% OWNER, 5/HRS/WK; BOARD MEMBER OF HANGEUL CAMP USA INC, 1/HR/WK

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-02
• S63 Uniform Securities Agent State Law Examination
  1997-03-14

Designations

• Certified Financial Planner

Other Names

• David Hong
• Doo Han Hong