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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-20 |
| CA | RA | APPROVED | 2022-07-07 |
Branch Locations
155 North Lake Avenue Suite 430, Pasadena, CA 91101 • United States
Buena Park, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Los Angeles | CA | 08/2005 | 03/2017 |
| Massmutual Life Insurance Co | Los Angeles | CA | 07/2016 | Present |
| Mml Investors Services, Llc | Los Angeles | CA | 03/2017 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 07/2022 | Present |
| Cetera Investment Advisers Llc | Monrovia | CA | 07/2022 | Present |
1. DOO HONG INSURANCE, HEALTH & MEDICARE INSURANCE, 100% OWNER, 5/HRS/WK; BOARD MEMBER OF HANGEUL CAMP USA INC, 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-14 |
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