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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-28
  • NY RA
    APPROVED
    Since 2026-05-28

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Washingtonville, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Albert Fried And Company, Llc New York NY 01/2013 12/2016
Lpl Enterprise, Llc New York NY 05/2026 Present
Td Prime Services Llc New York NY 01/2017 11/2017
Td Securities (Usa) Llc New York NY 11/2017 11/2018
Pietrzak & Pfau Engineering & Surveying, Pllc Goshen NY 04/2019 06/2020
Bankers Life & Casualty Wappinger Falls NY 07/2020 09/2023
Unemployed Washingtonville NY 12/2018 03/2019
Bankers Life Securities Wappinger Falls NY 08/2020 09/2023
Bankers Life Securities, Inc Rochelle Park NY 09/2023 05/2026
Bankers Life Advisory Services, Inc Rochelle Park NJ 09/2024 05/2026
  • 01/2013 → 12/2016
    Albert Fried And Company, Llc
    New York, NY
  • 05/2026 → Present
    New York, NY
  • 01/2017 → 11/2017
    Td Prime Services Llc
    New York, NY
  • 11/2017 → 11/2018
    Td Securities (Usa) Llc
    New York, NY
  • 04/2019 → 06/2020
    Pietrzak & Pfau Engineering & Surveying, Pllc
    Goshen, NY
  • 07/2020 → 09/2023
    Bankers Life & Casualty
    Wappinger Falls, NY
  • 12/2018 → 03/2019
    Unemployed
    Washingtonville, NY
  • 08/2020 → 09/2023
    Bankers Life Securities
    Wappinger Falls, NY
  • 09/2023 → 05/2026
    Bankers Life Securities, Inc
    Rochelle Park, NY
  • 09/2024 → 05/2026
    Rochelle Park, NJ
Previous Registrations
Other Businesses

1. 05/27/2026 - Kenneth Alutin N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Washingtonville NY - OBA start date: 5/27/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 05/27/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Washingtonville NY - OBA start date: 5/27/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 5/27/2026 - Medicare Plans - Non-Variable Insurance - INV REL - Washingtonville NY - OBA Start date: 10/01/2021 - 2 Hour(s)/Month – 2 Hour(s) During Trading 4. 5/27/2026 - The Gilded Age - Outside/W-2 Employment - Not INV REL - Brooklyn NY - OBA Start date: 05/16/2026 - 24 Hour(s)/Month – 0 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-17
S63 Uniform Securities Agent State Law Examination 1997-11-14
  • S66 Uniform Combined State Law Examination
    2024-09-17
  • S63 Uniform Securities Agent State Law Examination
    1997-11-14

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