Charles Dara Day

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Ubs Financial Services Inc.
  Greenwich, CA

Previous Registrations

• 2010-02-19 → 2014-10-04
  Morgan Stanley
  Purchase, NY

Other Businesses

1) Women in Need / United States,133 West 31st Street NY / Charity Charity / Member of Board of directors / Start Date 9/18/2019 / 2) P.N. survivorship trust/Short Hills, NJ, 07078/ I will direct the payment of the insurance premiums/ start date: 10/14/2021, I am the successor trustee for the wife of a close friend of mine. Neither my friend or his wife are my clients. 3) Four Apples, Rental property, Proprietor / owner, I am the landlord, start date-5/31/2024, Southampton NYUnited States-11496.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-10
• S63 Uniform Securities Agent State Law Examination
  1997-04-03