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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-02-04 |
Branch Locations
401 East Las Olas Bvd Ste.2300, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Coral Gables | FL | 01/2016 | Present |
I*75695 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RITZY ROOM CORP. INVESTMENT RELATED: N ADDRESS OF BUSINESS: WESTON, FLORIDA 33327 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 2/10/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE ENTITY BELONGS TO A FAMILY TRUST. THE SOLE POURPOSE OF THE CORP IS TO OWN A REAL ESTATE PROPERTY. -TRUSTEE OF OWN PERSONAL FAMILY TRUST
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-10 |
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