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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-27
NV RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2013-06-27
  • NV RA
    APPROVED
    Since 2009-10-23

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Las Vegas NV 10/2006 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 10/2009 Present
Previous Registrations
  • 2008-10-10 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Las Vegas, NV
Other Businesses

DIVERSIFIED MORTGAGE GROUP, INC, MORTGAGE ORIGINATIONS, INVESTMENT-RELATED. SUCCESSOR TRUSTEE AND ADMINISRATOR OF FAMILY MEMBER'S LIVING TRUST.2.SPONSOR MGM/MIRAGE FOR WOMEN OF COLOR CONFERENCE - -LAS VEGAS, NV 89109.SPEAKING ON A PANEL ABOUT WOMEN IN BUSINESS AND THE IMPORTANCE OF SAVING FOR A RAINY DAY.NON PROFIT. SPEAKER-NO MONEY PAIDI*1078290For profit or not for profit: Entity For ProfitName of outside business organization: A&J Holdings LLCInvestment related: NAddress of business: Las Vegas, NevadaNature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 11/30/2022Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0I* 1767454For profit or not for profit: Entity For ProfitName of outside business organization: Journey Wish Digital Media LLCInvestment related: yesAddress of business: Las Vegas, NV, 89135Nature of business: Limited Liability CompanyPosition, title, association: General Partner/Managing MemberStart date of relationship: 03/06/2024Number of hours devoted: 2 monthlyNumber of hours devoted during trading hours: 0Duties: I will handle the books and record keeping, spending 1-2 hours at most per month that will be done on the weekend or an evening and will not interfere with work. As noted, this is not my husbands day job so he only spends a few days a month doing these activities himself. Minimal book & record keeping. I*1987306 Entity For Profit Name of OBA: TBD Address: Las Vegas, Nevada, 89135 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 09/04/2024 No Hours: 1 No Hours during trading: 0 Duties: Considering new LLC with 3 other long time friends/couples to purchase vacation property in Orange County CA. I*4702272 Entity Type: Charitable Name of OBA: Communities in Schools Address: Las Vegas, Nevada, 89119 Investment Related: No Position, Title, Association: Officer Employee Start Date: 06/19/2026 Number of Hours: 8, Yearly Number of Hours during trading: 4, Yearly Duties: Communities In Schools partners with schools and communities to remove barriers to learning, strengthen student engagement, and measurably improve attendance, academic progress, and graduation outcomes preparing students for long¿term success. As secretary, I would have 4 additional meetings per year - 1 hour each generally before the board meeting to discuss what will be covered at the board meeting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-08
S63 Uniform Securities Agent State Law Examination 1997-04-09
  • S66 Uniform Combined State Law Examination
    2008-10-08
  • S63 Uniform Securities Agent State Law Examination
    1997-04-09
Other Names
  • Johanna Leslie Blake
  • Johanna Leslie Blake
  • Johanna Blake-Charouat
  • Johanna Blake Charouat

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