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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-03-09 |
| TX | RA | APPROVED | 2023-03-09 |
Branch Locations
1155 Canyon Blvd Suite 210, Boulder, CO 80302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hermanos Land & Cattle Co | Montrose | CO | 07/1992 | Present |
| Wells Fargo Advisors Llc | Boulder | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Boulder | CO | 11/2016 | 03/2023 |
| Wells Fargo Advisors Financial Network, Llc | Boulder | CO | 03/2023 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; PHOENIX, AZ; RENTAL PROPERTY; OWNER; START DATE 10/2010; 2 HRS MONTH; 0 HRS DURING TRADING.; ASCENT WEALTH PARTNERS, LLC, INV RELATED, BOULDER, CO, 17% OWNERSHIP, START: 3/10/2023, 40 HRS/MONTH, 40 HRS DURING TRADING, FINET PRACTICE. THOMAS M GARCIA AWP, LLC, INVT RELATED, BOULDER, CO, 100% OWNERSHIP, START DATE 3/10/2023, 40 HRS PER MONTH, 40HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-18 |
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