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Steven James Ralff

Lido

Warren, NJ

Los Angeles, CA

CRD 2851558

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Employer firm

Lido CRD 269866

$42.5B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Lido

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-12-09
CA RA APPROVED 2025-12-05
  • NJ RA
    APPROVED
    Since 2025-12-09
  • CA RA
    APPROVED
    Since 2025-12-05

Branch Locations

10 Independence Blvd Suite 120, Warren, NJ 07059 • United States

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc New York NY 01/2013 12/2016
Fountainhead Advisors Warren NJ 02/2024 12/2025
Lasalle Securities Baltimore MD 01/2017 03/2023
Unemployed Baltimore MD 03/2023 02/2024
Lido Advisors, Llc Los Angeles CA 12/2025 Present
  • 01/2013 → 12/2016
    Blackrock Investments, Llc
    New York, NY
  • 02/2024 → 12/2025
    Fountainhead Advisors
    Warren, NJ
  • 01/2017 → 03/2023
    Lasalle Securities
    Baltimore, MD
  • 03/2023 → 02/2024
    Unemployed
    Baltimore, MD
  • 12/2025 → Present
    Lido Advisors, Llc
    Los Angeles, CA
Previous Registrations
  • 2024-03-22 → 2026-01-08
    Fountainhead Advisors
    Warren, NJ
Other Businesses

AHR Design, LLC; Maplewood, NJ; interior design firm since 2017; named partner with spouse Alexa Harris-Ralff, 0 hours per week.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-06-12
  • S63 Uniform Securities Agent State Law Examination
    2003-06-12
Designations
  • Chartered Financial Analyst
Other Names
  • Steven J Ralff

View on SEC IAPD

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