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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-01-04
  • MO RA
    APPROVED
    Since 2017-01-04

Branch Locations

75 W Lockwood Suite B1, Webster Groves, MO 63119 • United States

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group Inc Littleton CO 10/2009 12/2016
Berthel Fisher & Company Financial Services, Inc. Webster Groves MO 01/2017 Present
Berthel Fisher & Company Planning, Inc. Webster Groves MO 01/2017 Present
  • 10/2009 → 12/2016
    The Leaders Group Inc
    Littleton, CO
  • 01/2017 → Present
    Berthel Fisher & Company Financial Services, Inc.
    Webster Groves, MO
  • 01/2017 → Present
    Berthel Fisher & Company Planning, Inc.
    Webster Groves, MO
Previous Registrations
  • 2009-10-27 → 2016-12-31
    Webster Groves, MO
    Summit, NJ
  • 2009-03-03 → 2009-10-01
    Lake Saint Louis, MO
  • 2007-03-21 → 2009-02-06
    St. Louis, MO
    Ellisville, MO
    St. Louis, MO
    St. Charles, MO
    O'FAllon, MO
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
    Oakville, MO
    Weldon Springs, MO
    St. Peters, MO
  • 2002-07-22 → 2007-03-06
    Commerce Brokerage Services, Inc.
    Saint Louis, MO
    Florissant, MO
    Florissant, MO
Other Businesses

1. Webster Groves Masonic Lodge #84-Fraternal Organization-Noble/Brother-1/2000-16 hrs-4 hrs-Raise awareness of children's health. 2. Palazzolo & Associates-Y-75 W Lockwood Ave Ste B1, Webster Groves, MO 63119-DBA-Registered Representative-03/09-120 hrs-100 hrs-Provide transactional investment accounts for clients. 3. Palazzolo & Associates-Y-75 W Lockwood Ave, Webster Groves, MO 63119-Insurance Sales-Principal-3/1/2009-10 to 15 hrs - 10 hrs.- Oversee management of clients, manage 8 independent agents 4.Connect to Docs Telemedicine Product-N-Webster Groves, MO-Marketing-President-1-1-Marketing of Telemedicine Products through sales, websites, newspaper ads for individuals and groups of telemedicine services 5.Social Fraternal Organization for Children-N-Webster Groves, MN-Child Awareness-Noble/Brother-01/2000-2-0-Social organization to raise awareness for children's health 6.Matthew Palazzolo Insurance-N-Webster Groves, MO-Insurance Sales-Agent-05/2018-15-2-Sell Life Insurance, Disability & Longterm Care insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-14
S63 Uniform Securities Agent State Law Examination 1997-05-08
  • S65 Uniform Investment Adviser Law Examination
    1997-05-14
  • S63 Uniform Securities Agent State Law Examination
    1997-05-08

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