Michael Gene Simmons

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 12/2023
  Transitions Wealth Management, Llc
  Denver, CO
• 01/2024 → Present
  Mercer Global Advisors Inc.
  Denver, CO

Previous Registrations

• 2007-11-21 → 2024-08-09
  Transitions Wealth Management, Llc
  Greenwood Village, CO
• 2006-09-18 → 2007-11-13
  Bancwest Investment Services, Inc.
  Aurora, CO
  Centennial, CO
  Denver, CO
  Overland Park, KS
  Lenexa, KS
  Ottawa, KS
  Denver, CO
• 2005-07-27 → 2006-08-12
  Invest Financial Corporation
  Lenexa, KS
  Overland Park, KS
  Ottawa, KS
  Ottawa, KS
• 2004-10-01 → 2005-05-19
  Td Ameritrade, Inc.
  Kansas City, MO
• 2000-02-16 → 2004-03-12
  Charles Schwab & Co., Inc.
  Englewood, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-12
• S63 Uniform Securities Agent State Law Examination
  1997-04-08

Designations

• Certified Financial Planner