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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-15
PA RA APPROVED 2022-09-15
  • NY RA
    APPROVED
    Since 2022-09-15
  • PA RA
    APPROVED
    Since 2022-09-15

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

555 East Lancaster Avenue 6Th Floor Suite 620, Radnor, PA 19087 • United States

Glenside, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Macquarie Investment Management Philadelphia PA 01/2010 11/2021
Neuberger Berman Radnor PA 02/2022 Present
Garden Leave Philadelphia PA 12/2021 02/2022
  • 01/2010 → 11/2021
    Macquarie Investment Management
    Philadelphia, PA
  • 02/2022 → Present
    Neuberger Berman
    Radnor, PA
  • 12/2021 → 02/2022
    Garden Leave
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-15
S63 Uniform Securities Agent State Law Examination 1997-05-29
  • S66 Uniform Combined State Law Examination
    2022-09-15
  • S63 Uniform Securities Agent State Law Examination
    1997-05-29
Other Names
  • Nicole Paige Wilcox

View on SEC IAPD

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