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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2018-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Service Inc. | New York | NY | 04/2006 | Present |
1) Fitch 7 City Learning Inc. / provide education and training to students / 55 Broad Street / New York / New York / United States / 10004 / / provide financial education to students / No Active / USD / 5000 / / No /// 2) Fitch Learning Inc. / provide education and training to students / 33 Whitehall Street, New York, New York 10004 / provide financial education to students e.g. CFA / Start date: 11/1/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-23 |
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