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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-27 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clinton | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Clinton | IA | 03/2020 | Present |
Independent Insurance Brokering; American Equity Investment Life Insurance Company; 02/23/2026; Fixed Annuity. Board of Directors; Clinton High School Athletic Booster Club; Director; P.O. Box 516, , Clinton, IA, 52733; Not Investment-Related; 03/18/2014; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Self-Employed Musician; Guitar Player -; Musician at various entertainment events.; 507 N. 3rd St., , Clinton, IA, 52732; Not Investment-Related; 05/15/2015; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-21 |
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