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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2004-04-27 |
| TX | RA | APPROVED_RES | 2000-02-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cleveland | OH | 01/1997 | Present |
| Bank Of America, N.A. | Cleveland | OH | 07/2011 | Present |
1)I STILL SELL GOLF YARDAGE BOOKS THAT WERE PRODUCED FOR PERSONAL MGMT. GROUP, INC. I*510200 For profit or not for profit: Entity For Profit Name of outside business organization: Professional Musician Investment related: N Address of business: Aurora, Ohio, 44202 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 10/28/2021 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , As a professional musician, I play in various music groups.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-30 |
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