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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-01-16 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
314-025 West Millbrook Road, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group, Inc. | Raleigh | NC | 01/2000 | Present |
1) INSURANCE AGENT WITH BLANTON FINANCIAL GROUP ENGAGING IN INSURANCE SALES AND SERVICE. SPEND APPROXIMATELY 40 HOURS/MO WITH SUCH ACTIVITY, MOST OF WHICH IS DURING NORMAL TRADING HOURS. LOCATED AT OFFICE OF EMPLOYMENT ADDRESS. INVESTMENT-RELATED BUSINESS PER NASD DEFINITION. ACTIVITY BEGUN IN 1999. 2) SERVE AS A OWNER IN BHK INVESTMENTS, LLC WHICH OWNS OFFICE BUILDING. MINIMAL TIME SPENT ON THIS ACTIVITY, LESS THAN 2 HRS/MO, SOME DURING NORMAL TRADING HOURS. LOCATED AT OFFICE OF EMPLOYMENT ADDRESS. INVESTMENT-RELATED PER NASD DEFINITION. ACTIVITY BEGUN IN 2000. 3) JANICE M DUNN, CO-TRUSTEE ON GREAT AUNT'S ACCOUNTS. YES - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-01-12 |
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