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801 Asbury Drive Suite D, Mandeville, LA 70471 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-15 |
| LA | RA | APPROVED | 2011-09-28 |
Branch Locations
801 Asbury Drive Suite D, Mandeville, LA 70471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio National Life Insurance | Cincinnati | OH | 05/2002 | Present |
1) CORNERSTONE CONSULTING INC; NOT INVESTMENT RELATED; 801 ASBURY DR STE D MANDEVILLE LA 70471; LIFE,DISABILITY INSURANCE SALES, EQUITY INDEXED ANNUITIES AND FIXED ANNUITY SALES; OWNER; START DATE: 12/1995; 108 HOURS PER MONTH; LIFE AND DISABILITY INSURANCE SALES; 2) CORNERSTONE ADVISORY, INC; INVESTMENT RELATED; 801 ASBURY DRIVE, SUITE D MANDEVILLE LA 70471; RIA; PRESIDENT; START DATE: 05/2002; AS AN RIA MEET WITH CLIENTS TO ASSIST THEM IN CONSTRUCTING A LIFETIME PLAN OF FINANCIAL DECISIONS THAT SOMETIMES BUT NOT ALWAYS INCLUDES MY RECOMMENDATIONS TO PURCHASE PERMANENT LIFE INSURANCE, DISABILITY INSURANCE AND/OR INVEST INTO MUTUAL FUNDS, IN LINE WITH THEIR FINANCIAL FUTURE DESIRES. 50 HOURS PER MONTH(50 HOURS DURING TRADING)3) KINGSLEY GROUP; 701 PAPWORTH AVE SUITE 207 METAIRIE, LA 70005; MERGERS & ACQUISTIONS ADVISORY SERVICES; LOCATING AND REFERRING QUALIFIED POTENTIAL SELLERS OR BUYERS OF BUSINESSES; START DATE: 06/2011; NO SOLICITATION. VOLUNTARY REFERRAL OF QUALIFIED POTENTIAL SELLERS OR BUYERS OF BUSINESSES. ADVISORY FEE PAID TO CORNERSTONE ADVISORY INC.ONLY UPON SALE OR PURCHASE OF BUSINESS REFERRED. 2 HOURS PER MONTH (1 DURING MARKET HOURS); FACILITATE CONNECTING POTENTIAL BUYERS AND SELLERS OF BUSINESSES TO KINGSLEY GROUP. ANSWER QUESTIONS SURROUNDING THIS PROCESS AS THEY MAY ARISE FROM POTENTIAL SELLER OR BUYER. Stump and Grind, LLC: Not investment related. 103 Richland Drive West, Mandeville LA 70471. Serving the St. Tammany community of all stump removal needs. Christopher Clayton spends roughly 15 minutes a week on company as his daughter Katy Clayton serves as manager for company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-22 |
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