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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| MN | RA | APPROVED | 2018-11-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Iselin | NJ | 08/2016 | 09/2017 |
| Unemployed | Mantua | NJ | 10/2017 | 01/2018 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-04 |
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