Roy Alan Shubert

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Mt. Laurel, NJ
• 02/2016 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2008-07-24 → 2009-09-08
  Mutual Service Corporation
  Marlton, NJ
  West Palm Beach, FL
  Marlton, NJ
• 2004-04-22 → 2008-07-07
  Osaic Fa, Inc.
  Cherry Hill, NJ
  Cherry Hill, NJ

Other Businesses

1. 07/23/2010- NON-VARIABLE INSURANCE, SALE OF FIXED LIFE INSURANCE IN CONJUNCTION WITH A CAREER AGENT OF MASSACHUSETTS MUTUAL LIFE WHO IS THE INSURANCE AGENT FOR A FINANCIAL PLANNING CLIENT OF MINE; I AM TO BE ADDED TO THE APPLICATION AS A BROKER FOR A PORTION OF THE COMMISSION., MASSACHUSETTS MUTUAL LIFE INSURANCE CO, 1%. 2. 10/17/2012: DBA ONLY / FS PRIVATE ADVISORS/ MT LAUREL, NJ 3. 05/04/2016 * Private Advisor Group, LLC * Registered Investment Advisor Hybrid * (Hybrid) Private Advisor Group * INV REL * AT REPORTED BUSINESS LOCATION(S) * Effective February19, 2016, I became a member of the Private Advisor Group, LLC Registered Investment Advisory firm and my advisory business is now conducted through Private Advisor Group * START 02/19/2016 * 120 HRS/MO; 5 HRS DURING SECS TRDG HRS. 4. 12/29/2016 - FS Private Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/19/2016 - 125 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through FS Private Advisors an independent investment advisor firm. I started this business activity in 2, 2016. I expect to spend approximately 125 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL. 5. 06/30/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Start Date 02/01/1999 - 2 Hours Per Month/ 2 Hours During Securities Trading 6. 01/09/2024 - Shubert Financial Services, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 07/31/2023 - 5 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-26
• S63 Uniform Securities Agent State Law Examination
  1997-02-20

Designations