James Paul Ambrose

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Coral Springs, FL
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Coral Springs, FL
  Ft. Lauderdale, FL
• 1997-03-26 → 2007-04-02
  Morgan Stanley Dw Inc.
  Ft.LAuderdal, FL
  Ft. Lauderdale, FL

Other Businesses

1. FT. LAUDERDALE ADULT CENTER, INSTRUCTOR *664665- Christian Media Group christainmediagroup.squarespace.com; Investment related: No; Pembroke Pines, Florida; Professional media production, musical concerts, video projection mapping, multi camera filming, corportate events, hollywoood movie support, engineering / designing critical media infrastructure etc. Technology, Consulting; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 12; Labor/Service

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-25
• S63 Uniform Securities Agent State Law Examination
  1997-03-31

Other Names

• James Paul Ambrose
• James Paul Ambrose Jr
• James Paul Ambrose
• James Paul Ambrose Jr.