Best Investors Account Sign in

James Paul Ambrose

Morgan Stanley

Coral Springs, FL

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-31
FL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2026-07-31
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

2825 N. University Drive Suite 400, Coral Springs, FL 33065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Coral Springs FL 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Coral Springs, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Coral Springs, FL
    Ft. Lauderdale, FL
  • 1997-03-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ft.LAuderdal, FL
    Ft. Lauderdale, FL
Other Businesses

1. FT. LAUDERDALE ADULT CENTER, INSTRUCTOR *664665- Christian Media Group christainmediagroup.squarespace.com; Investment related: No; Pembroke Pines, Florida; Professional media production, musical concerts, video projection mapping, multi camera filming, corportate events, hollywoood movie support, engineering / designing critical media infrastructure etc. Technology, Consulting; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 12; Labor/Service

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-25
S63 Uniform Securities Agent State Law Examination 1997-03-31
  • S65 Uniform Investment Adviser Law Examination
    1997-04-25
  • S63 Uniform Securities Agent State Law Examination
    1997-03-31
Other Names
  • James Paul Ambrose
  • James Paul Ambrose Jr
  • James Paul Ambrose
  • James Paul Ambrose Jr.

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Coral Springs, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor