Steven Ian Borenstein

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → Present
  Citigroup Global Markets Inc
  Mt Laurel, NJ
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Mt. Laurel, NJ
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-11-05 → 2009-06-01
  Citigroup Global Markets Inc.
  Mt. Laurel, NJ
• 2007-04-02 → 2007-11-05
  Morgan Stanley & Co. Llc
  Voorhees, NJ
• 2002-06-20 → 2007-04-02
  Morgan Stanley Dw Inc.
  Voorhees, NJ
  Voorhees, NJ

Other Businesses

*96344 - Temple Beth Shalom; Investment related: No; Cherry Hill, New Jersey; Non-Profit; Board Member, Investment Committee, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2010; During business hours: 0; After business hours: 5; Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-26
• S63 Uniform Securities Agent State Law Examination
  1997-03-19