Best Investors Account Sign in

Elvia Galicia

Tiaa-Cref Individual & Institutional Services, LLC

New York, NY

West New York, NJ

Claim This Profile
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-02
NJ RA APPROVED 2013-09-09
  • NY RA
    APPROVED
    Since 2026-01-02
  • NJ RA
    APPROVED
    Since 2013-09-09

Branch Locations

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

West New York, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa West New York NY 09/2013 Present
Tiaa-Cref Individual & Institutional Services, Llc West New York NY 09/2013 Present
Previous Registrations
  • 2009-06-01 → 2012-09-25
    Morgan Stanley
    Purchase, NY
  • 2007-05-15 → 2009-06-01
    Morgan Stanley & Co. Llc
    Jersey City, NJ
    New York, NY
  • 2007-02-20 → 2007-05-25
    Morgan Stanley Investment Advisors Inc.
    New York, NY
  • 2005-10-20 → 2006-12-31
    Morgan Stanley Dw Inc.
    Jersey City, NJ
    Purchase, NY
  • 2001-09-19 → 2004-10-05
    Chase Investment Services Corp.
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-26
S63 Uniform Securities Agent State Law Examination 1998-07-13
  • S65 Uniform Investment Adviser Law Examination
    2002-09-26
  • S63 Uniform Securities Agent State Law Examination
    1998-07-13

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor