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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-02-13 |
| OH | RA | APPROVED | 2005-03-07 |
Branch Locations
20 E Broad St, Columbus, OH 43215 • United States
Upper Arlington, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Columbus | OH | 03/2005 | Present |
| Bank Of America, Na | Columbus | OH | 12/2009 | Present |
I*2070279, Entity Type, Entity for Profit, Name of OBA: Resolute Lacrosse LLC, Address: Columbus, OH, 43219, Investment Related: No, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 11/04/2024, No Hours: 5hrs/Weekly, No Hours during trading: 0, Duties: Youth Club Lacrosse Coach. I*3935279 Entity Type: Entity Charitable Name of OBA: Upper Arlington Lacrosse Association Address: Columbus, Ohio, 43220 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/06/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: To promote youth lacrosse in upper arlington and to run youth programming for lacrosse Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-31 |
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