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Adam Caleb Ward

Oxford Financial Group, Ltd

Carmel, IN

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Current Employers
Oxford Financial Group, Ltd

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-07-29
  • IN RA
    APPROVED
    Since 2022-07-29

Branch Locations

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Carmel IN 12/2017 11/2020
Tiaa-Cref Individual & Institutional Services, Llc Carmel IN 12/2017 11/2020
Pnc Financial Services, Inc. Noblesville IN 10/2003 12/2017
Unemployed Fishers IN 11/2020 03/2021
The Huntington National Bank Carmel IN 04/2021 06/2022
The Huntington Investment Company Columbus OH 04/2021 06/2022
Oxford Financial Group, Ltd. Carmel IN 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-02
S63 Uniform Securities Agent State Law Examination 1997-07-22
  • S66 Uniform Combined State Law Examination
    2018-02-02
  • S63 Uniform Securities Agent State Law Examination
    1997-07-22
Other Names
  • Adam Caleb Ward

View on SEC IAPD

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Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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