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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-06-05
TX RA APPROVED_RES 2007-07-27
  • ID RA
    APPROVED
    Since 2024-06-05
  • TX RA
    APPROVED_RES
    Since 2007-07-27

Branch Locations

1221 W Emma Ave, Coeur D'ALene, ID 83814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Costa Mesa CA 05/1997 Present
Bank Of America, N.A. Costa Mesa CA 09/2009 Present
Other Businesses

I*109686FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MARK EASTERDAY BANDINVESTMENT RELATED: NADDRESS OF BUSINESS:HUNTINGTON BEACH, CALIFORNIA 92646NATURE OF BUSINESS: OTHER, COUNTRY MUSIC BANDPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/16/2017NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: COUNTRY MUSIC LIVE BAND I*4766280 Entity Type: Entity Charitable Name of OBA: North Idaho Fair and Rodeo Foundation Address: Coeur d'Anene, Idaho, 83815 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/05/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: To promote the North Idaho Fair and Rodeo in the community. The group hosts fundraiser events and pursue local businesses as sponsors. Not sure, I'm not on the board yet, but I assume they would like me to be a part of outreach to current and prospective sponsors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-01
  • S66 Uniform Combined State Law Examination
    1998-09-01

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