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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-01-12
NY RA APPROVED 2022-10-11
OH RA APPROVED 2020-10-12
TX RA APPROVED_RES 2018-08-30
KS RA APPROVED 2014-06-30
  • IN RA
    APPROVED
    Since 2023-01-12
  • NY RA
    APPROVED
    Since 2022-10-11
  • OH RA
    APPROVED
    Since 2020-10-12
  • TX RA
    APPROVED_RES
    Since 2018-08-30
  • KS RA
    APPROVED
    Since 2014-06-30

Branch Locations

7965 North High Street, Suite 150, Columbus, OH 43235 • United States

Powell, OH • United States

300 Spectrum Center Drive Suite 400, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Powell OH 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Powell, OH
Previous Registrations
  • 2002-03-13 → 2014-02-19
    Florence, KY
    Brentwood, TN
    Columbus, OH
    Delaware, OH
    Atlanta, GA
    Columbus, GA
    Columbus, OH
    Columbus, GA
Other Businesses

VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY / VOYA BENEFITS COMPANY POSITION: N/A NATURE: Sale and Service of Voya HRA product INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/30/2022 ADDRESS: One Orange Way, Windsor CT 06095-4774, United States DESCRIPTION: Sale and Service of Voya HRA product. A Health Reimbursement Arrangement ("HRA") is an employer funded "accident or health plan" ("Plan"), which reimburses qualified medical expenses and also permits any unused portion to be carried forward to the next year. Not a Security Offering

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1998-10-16
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1998-10-16

View on SEC IAPD

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