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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-12 |
| CA | RA | APPROVED | 2021-12-02 |
| TX | RA | APPROVED | 2021-12-02 |
Branch Locations
1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Beverly Hills | CA | 07/2016 | 09/2016 |
| Morgan Stanley | Beverly Hills | CA | 09/2016 | 12/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2016 | 12/2021 |
| Ubs Financial Services Inc | Beverly Hills | CA | 12/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2016 | Present |
*379991 - Friends of Esperanza; Not Investment related; Charity / Private Foundation; Trustee(proprietor, partner, officer, director, employee, trustee, agent); Oct 2019; During business hours: 0; After business hours: 0; Raise the funds (approx. $150k), assemble a team of two other trustees, and then oversee management of endowment distributing a fixed amount to the Esperanza Elementary School for their fall book fair. / 587 N Ventu Park Road Suite E711Newbury ParkCAUnited States91320 / I will help raise funds for the school and distribute funds to the school for the annual book fair (every October) / 6/30/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-26 |
| S65 | Uniform Investment Adviser Law Examination | 1998-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-14 |
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