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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-08 |
| RI | RA | APPROVED | 2019-03-29 |
Branch Locations
469 Angell St Suite 203, Providence, RI 02906 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Providence | RI | 02/2015 | 01/2017 |
| Rbc Capital Markets, Llc | Providence | RI | 01/2017 | 03/2017 |
| Rbc Capital Markets, Llc | Providence | RI | 03/2017 | 03/2019 |
| Edward Jones | St Louis | MO | 03/2019 | Present |
Providence Preservation Society Providence, RI Start date: 5/8/2020 Finance Committee (member) Hours per week: 0 Hours during trading: 0 Desc: I have been serving as a member of the Finance Committee and the Investment Sub-committee, since May 2020. I will not hold a position other than as a member, and do not manage the assets being discussed. Daughters of the American Revolution, RI Independence C Cranston, RI Start date: 12/3/2020 Finance Committee Member Hours per week: 0 Hours during trading: 0 Desc: No responsibilities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-23 |
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