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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities | Baytown | TX | 11/2013 | Present |
Entity Name: DK Farm Investment related: No Address: 650 CR 34 Angleton, TX 77515 Nature of the other business: Farming Position/Title/Relationship: Owner/Partner Start Date: 02/01/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: raising Wagyu crossed beef cattle. No connection to JPMC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-05 |
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