Adolfo Gaspar Sotomayor

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-02-01

Branch Locations

80 Oak Dr, Lake Jackson, TX 77566 • United States

9109 Sienna Crossing Dr, Missouri City, TX 77459 • United States

1401 E Mockingbird Ln, Victoria, TX 77904 • United States

119 State Hwy 35, Port Lavaca, TX 77979 • United States

1514 E Rio Grande St, Victoria, TX 77901 • United States

1001 East Broadway St, Cuero, TX 77954 • United States

624 South Wells St, Edna, TX 77957 • United States

601 Huck St, Yoakum, TX 77995 • United States

9009 N Navarro Street, Victoria, TX 77904 • United States

1627 N Texana St, Hallettsville, TX 77964 • United States

2109 Hwy 6 Suite 100, Sugar Land, TX 77478 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Raymond James Financial Services, Inc.	Woodbury	MN	12/2015	02/2019
Cortrust Bank	Woodbury	MN	12/2015	02/2019
Student	Apple Valley	MN	02/2019	09/2019
First Things First Financial Planning	Apple Valley	MN	09/2019	01/2021
Lpl Financial Llc	Victoria	TX	01/2021	Present

2019-12-20 → 2020-12-31

First Things First Financial Planning

Apple Valley, MN
2016-02-17 → 2019-02-01

Raymond James Financial Services Advisors, Inc

Woodbury, MN
2007-04-11 → 2012-01-18

Td Ameritrade Investment Management, Llc

St. Pual, MN
2007-04-11 → 2007-04-11

Td Ameritrade, Inc.

St. Paul, MN

1)01/26/2021 - TDECU Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2021

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-02-06
S65	Uniform Investment Adviser Law Examination	2001-06-29
S63	Uniform Securities Agent State Law Examination	1998-04-04

Other Firms