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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-03 |
Branch Locations
1681 W Fm 646, League City, TX 77573 • United States
8401 Broadway St, Pearland, TX 77581 • United States
2821 Business Center Dr, Pearland, TX 77584 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
2904 Broadway St, Pearland, TX 77581 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | League City | TX | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | League City | TX | 11/2016 | Present |
GALVESTON MUNICIPAL UTILITY DISTRICT #14; NOT INV. RELATED; LEAGUE CITY, TX; DIRECTOR; START DATE 6/2018; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES VOTING ON BUSINESS BEFORE THE MUD BOARD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-01 |
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